合规专员岗位职责要求3篇

第1篇 风控合规专员岗位职责风控合规专员职责任职要求

风控合规专员岗位职责

合规风控专员 pingpong金融 杭州呯嘭智能技术有限公司，呯嘭 1、深入理解支付行业商户的业务和需求，参与公司商户风险管理体系的构建和落地;

2、执行和完善商户准入标准、机制和相应的曾策;

3、协助制定风险控制方案，跟踪其监控效果，给出优化建议;

4、参与风险处置策略的编写开发，按照合规和监控的要求，进一步完善商户管理的相关需求;

5、评估商户、产品风险和相关需求，并按照风险程度、类型给出相应解决方案，后续跟踪方案的落实。

任职要求:

1、 本科以上学历，金融、银行、法律等专业背景，有海外学习、互联网金融、合规等工作经验者优先;

2、 熟悉国内外各地区监管政策、了解fatf等反洗钱最新咨询者优先;

3、严谨的工作作风，良好的逻辑思维能力和文字表达能力;

4、有良好的团队合作意识，抗压能力强，能够适应高强度高要求的工作氛围;

5、良好的英文书面表达能力和英语沟通能力优先。

第2篇 审计合规专员岗位职责任职要求

审计合规专员岗位职责

危化品审计合规专员 上海禹化信息科技有限公司 上海禹化信息科技有限公司，禹化 岗位描述:

1、跟踪掌握危险化学品相关的最新法规;

2、根据企业实际情况，为企业制作合规方案并推进项目实施;

3、现场做相关合规审计。

岗位要求:

1、化学、环境、医药、生物相关专业优先，本科及以上学历;

2、英语要求cet-6或同等水平;

3、责任心强、学习能力强，具备良好的团队协作能力及沟通能力;

4、能适应经常性的出差、加班。

审计合规专员岗位

第3篇 合规专员岗位职责任职要求

合规专员岗位职责

合规专员 responsibility

• establishment and self-responsible management of an effective and efficient compliance organization at vwatd

• independent monitoring and development of improvements of the compliance management system

• reporting of relevant issues to ne_t compliance level accountable and relevant boards

• promote that any hints on potential compliance violations are handled properly and directed to the appropriate channels

• independent advice regarding compliance and ethical questions to vwatd management and board of management

'requirements

• several years of business e_perience within vw group / knowledge of branch / similar branch or law / audit firm e_perience (8-10 years)

• e_cellent understanding of business

• e_perienced in project and risk management

• e_cellent analytical capability

• willingness to implement change processes

• demonstrate high integrity， fle_ibility， willingness and consciousness of responsibility

• persistence， assertiveness and organizational skill

• strong communication， negotiation and facilitation skills

• unrestricted personal integrity to represent compliance issues convinced and trustworthy to internal and e_ternal organization

responsibility

• establishment and self-responsible management of an effective and efficient compliance organization at vwatd

• independent monitoring and development of improvements of the compliance management system

• reporting of relevant issues to ne_t compliance level accountable and relevant boards

• promote that any hints on potential compliance violations are handled properly and directed to the appropriate channels

• independent advice regarding compliance and ethical questions to vwatd management and board of management

'requirements

• several years of business e_perience within vw group / knowledge of branch / similar branch or law / audit firm e_perience (8-10 years)

• e_cellent understanding of business

• e_perienced in project and risk management

• e_cellent analytical capability

• willingness to implement change processes

• demonstrate high integrity， fle_ibility， willingness and consciousness of responsibility

• persistence， assertiveness and organizational skill

• strong communication， negotiation and facilitation skills

• unrestricted personal integrity to represent compliance issues convinced and trustworthy to internal and e_ternal organization

合规专员岗位